Bruce Ward
Bruce Ward is a CFP, ChFC-designated registered investment advisor at Prospera Financial Services, INC., based in Ballwin, MO, with 34 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
15415 Clayton Road, Ballwin, MO, 63011
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2020Customer Dispute
December 2013Other Business ActivitiesSells Insurance
Bruce is a servicing agent for Guardian Life policies, dedicating minimal time and receiving no compensation. He also volunteers as an Academy Admissions Partner & MO State Coordinator for the U.S. Coast Guard Academy, and as Volunteer President of the Diocesan Investment Trust of MO, each taking minimal time.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Cutter & Company, INC.Broker
Cutter & Company, INC.
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.