Kirk Halveland
Kirk Halveland is a registered investment advisor at Prospera Financial Services, INC., based in Ballwin, MO, with 28 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
15415 Clayton Road, Ballwin, MO, 63011
Get directionsHistory
Regulatory History (1)
Criminal
March 1992Other Business Activities
Kirk is associated with Cutter Advisors Group, dedicating 100% of his time to it. He also coaches women's JV soccer at Lutheran High School Association for about 10 hours per week, outside of trading hours, and receives $2K annually.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Cutter & Company, INC.
Cutter & Company, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Ffp Securities, INC.Broker
Firstar Investment Services,inc.Broker
Mercantile Investment Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.