Lori Hotung is a registered investment advisor at LPL Financial LLC, based in Decatur, AL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1830 Modaus Rd. Sw, Decatur, AL, 35601
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Regulatory History (1)
Customer Dispute
June 2009Other Business Activities
Lori operates her LPL business through Renasant Financial Services since 2007. She also works as a notary public, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pfic Securities CorporationBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
The Robinson-Humphrey Company, LLCBroker
Sal Financial ServicesBroker
Morgan Keegan & Company, INC.Broker
Ameristar Capital Markets, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.