Samuel Jones is a registered investment advisor at LPL Financial LLC, based in Decatur, AL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
254 Moulton Street Suite 200, Decatur, AL, 35601
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2010Customer Dispute
September 2009Customer Dispute
June 2009Other Business Activities
Samuel operates his LPL business under The Albany Group. He also acts in a fiduciary capacity for the John and June Wyker Charitable Foundation and works as a musician.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.