Samuel Jones is a registered investment advisor at LPL Financial LLC, based in Decatur, AL, with 28 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
254 Moulton Street Suite 200, Decatur, AL, 35601
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2010Customer Dispute
September 2009Customer Dispute
June 2009Other Business Activities
Samuel operates his LPL business under The Albany Group. He also acts in a fiduciary capacity for the John and June Wyker Charitable Foundation and works as a musician.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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