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Christopher Story

28 Years of Experience
Decatur, AL
8 DisclosuresBroker

Christopher Story is a registered investment advisor at LPL Financial LLC, based in Decatur, AL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

254 Moulton Street Suite 200, Decatur, AL, 35601

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
Customer Dispute
May 2011
Denied
Customer Dispute
April 2011
Denied
Customer Dispute
September 2010
Denied
Customer Dispute
August 2010
Award / Judgment
Customer Dispute
March 2010
Award / Judgment
Customer Dispute
June 2009
Settled
Regulatory
June 2007
Final
Other Business Activities

Christopher operates The Albany Group as a DBA for his LPL business. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - October 2022 · 9 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - October 2022 · 9 yrs 8 mos
Morgan Keegan & Company, INC.
February 2003 - February 2013 · 10 yrs
Morgan Keegan & Company, INC.Broker
April 2000 - February 2013 · 12 yrs 10 mos
Compass Brokerage, INC.Broker
August 1997 - February 2000 · 2 yrs 6 mos
State Registrations16 states
ALCAFLGAIAMIMOMSNCNEPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.