TH
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Thomas Harbour

34 Years of Experience
Plantation, FL
3 DisclosuresBroker

Thomas Harbour is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plantation, FL, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10050 NW 1st Ct, Plantation, FL, 33324

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Settled
Customer Dispute
February 2003
Denied
Customer Dispute
January 2002
Settled
Other Business Activities

Thomas owns multiple real estate properties, including commercial and single-family homes, and RegTom LLC which owns the real estate for his current office. He also works as a franchise consultant, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 1991 - Present · 34 yrs 7 mos
Ameriprise Financial Services, LLC
October 1991 - Present · 34 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 1991 - Present · 34 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
October 1991 - July 2006 · 14 yrs 9 mos
State Registrations26 states
ALAZCACODCFLGAILKYMAMDMIMONCNENJNMNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Harbour - Financial Advisor | TrueAdvisor