RC
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Regina Collaro

18 Years of Experience
Plantation, FL
1 DisclosureBroker

Regina Collaro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plantation, FL, with 18 years of industry experience. Regina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

111 N Pine Island Rd, Ste 201-B, Plantation, FL, 33324-1836

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History

Regulatory History (1)
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Customer Dispute
May 2010
Denied
Other Business Activities

Regina is involved with RLW Public Relations, Inc. since 2018. This takes about a third of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLC
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2010 - March 2012 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
November 2010 - March 2012 · 1 yr 4 mos
Chase Investment Services CORP.
April 2010 - August 2010 · 4 mos
Chase Investment Services CORP.Broker
April 2010 - August 2010 · 4 mos
Ameriprise Financial Services, INC.
February 2005 - April 2010 · 5 yrs 2 mos
Ameriprise Financial Services, INC.Broker
February 2005 - April 2010 · 5 yrs 2 mos
Ids Life Insurance CompanyBroker
February 2005 - July 2006 · 1 yr 5 mos
State Registrations13 states
ARAZCACOFLGANCNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.