Carlton Francis
Carlton Francis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plantation, FL, with 24 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8201 Peters Rd, Ste 1000, Plantation, FL, 33324
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2005Other Business Activities
Carlton owns real estate (land) since June 2022. He also has another business ownership activity since August 2022, taking about 10-20% of his time, and another since February 2014, taking about a quarter of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.