Paul Smith
Paul Smith is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hershey, PA, with 34 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
320 W Chocolate Ave Ste 100, Hershey, PA, 17033
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2010Customer Dispute
November 2004Customer Dispute
December 2000Other Business Activities
Paul owns commercial real estate since 2019 and another real estate business since 2010. These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.