CE
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Craig Eastwood

29 Years of Experience
Hershey, PA
2 DisclosuresBroker

Craig Eastwood is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hershey, PA, with 29 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

326 W Chocolate Ave, Hershey, PA, 17033

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Settled
Customer Dispute
June 2001
Denied
Other Business Activities

Craig is involved with Certainty of Uncertainty, LLC since 2022. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2008 - Present · 17 yrs 10 mos
Ameriprise Financial Services, LLC
December 2008 - Present · 17 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - December 2008 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2006 - December 2008 · 2 yrs 4 mos
Morgan Stanley
April 2006 - August 2006 · 4 mos
Morgan Stanley Dw INC.Broker
April 2001 - August 2006 · 5 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1997 - April 2001 · 3 yrs 7 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAIDILINKSKYMAMDMNNCNHNJNMNVNYOHOKPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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