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Craig Eastwood

28 Years of Experience
Lawrence Township, NJ
3 DisclosuresBroker

Craig Eastwood is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lawrence Township, NJ, with 28 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

133 Franklin Corner Rd, Lawrence Township, NJ, 08648-2531

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2025
Customer Dispute
March 2021
Settled
Customer Dispute
June 2001
Denied
Other Business Activities

Craig is involved with Certainty of Uncertainty, LLC since 2022. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2008 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLC
December 2008 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLCBroker
December 2008 - Present · 17 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - December 2008 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2006 - December 2008 · 2 yrs 4 mos
Morgan Stanley
April 2006 - August 2006 · 4 mos
Morgan Stanley Dw INC.Broker
April 2001 - August 2006 · 5 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1997 - April 2001 · 3 yrs 7 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAIDILINKSKYMAMDMNNCNHNJNMNVNYOHOKPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.