James Holmes
James Holmes is a registered investment advisor at Three Magnolias Financial Advisors, based in Winston Salem, NC, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 609 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5M+ | 1.00% |
The advisory fees above are for accounts held at Schwab. For accounts that are managed by a Sub-Advisor, the fees are: First $2,500,000: 2.00% per year, Next $2,500,000: 1.75% per year, Balance above $5,000,000: 1.50%. The fees paid to Three Magnolias in these accounts are negotiable.
Fee Estimator
Location
110 Oakwood Drive, Suite 480, Winston Salem, NC, 27103
Get directionsHistory
Regulatory History (3)
Regulatory
November 2025Customer Dispute
April 2025Employment Separation After Allegations
September 2024Other Business ActivitiesSells Insurance
James is an investment committee member and delegate to the annual conference for Centenary United Methodist Church, dedicating minimal time to this role. James also sells various insurance products, spending minimal time on this activity.
Employment History
Current Registrations
Three Magnolias Financial Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Stephens
StephensBroker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.