Scott Babcock
Scott Babcock is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 34 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10955 Lowell Ave Ste 400, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2003Other Business ActivitiesSells Insurance
Scott sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. He also consults attorneys on the financial industry, is co-chair of a non-profit, owns RPB Wealth Management, Inc., and is a board member of a homeowners association.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.