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CFP

Tyler Finney

LPL Financial LLC
13 Years of Experience
Richmond, VA
Broker
View SEC Summary
View SEC Summary

Tyler Finney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 13 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2008 Libbie Ave Ste 200, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tyler operates Glownia Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also operates Heron's Point Wealth Partners as another DBA for his LPL business, spending about a quarter of his time on it, including 8 hours during trading.

Employment History
Current Registrations
LPL Financial LLC
July 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
February 2023 - July 2023 · 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2023 - July 2023 · 5 mos
Riverfront Investment Group, LLC
April 2015 - January 2023 · 7 yrs 9 mos
Alps Distributors, INC.Broker
March 2013 - January 2023 · 9 yrs 10 mos
State Registrations15 states
CACODCFLGAILKYMDNCNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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