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James Chisom

Wells Fargo Advisors
34 Years of Experience
Roanoke, VA
1 DisclosureBroker
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James Chisom is a registered investment advisor at Wells Fargo Advisors, based in Roanoke, VA, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 S Jefferson St Ste 100, Roanoke, VA, 24011

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History

Regulatory History (1)
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Customer Dispute
June 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James has 100% ownership of WICOBU LLC, which holds rental property. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2014 - Present · 12 yrs 5 mos
Wells Fargo Advisors
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
June 2004 - June 2009 · 5 yrs
Citigroup Global Markets INC.
June 2004 - June 2009 · 5 yrs
Davenport & Company LLC
January 1997 - June 2004 · 7 yrs 5 mos
Davenport & Company LLCBroker
January 1996 - June 2004 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - January 1996 · 4 yrs 3 mos
State Registrations16 states
ALCADCFLINMAMOMSNCNYOHSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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