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Mitzi Maxey

32 Years of Experience
Roanoke, VA
1 DisclosureBroker

Mitzi Maxey is a registered investment advisor at Wells Fargo Advisors, based in Roanoke, VA, with 32 years of industry experience. Mitzi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10 S Jefferson St Ste 2100, [V3/V8-Rbo], Roanoke, VA, 24011

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
Employment History
Current Registrations
Wells Fargo Advisors
October 2000 - Present · 26 yrs
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
November 1993 - October 2000 · 6 yrs 11 mos
State Registrations25 states
ALCACOCTDCDEFLGAKYLAMAMDMOMTNCNENVNYORPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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