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Mark Catron

Wells Fargo Advisors
35 Years of Experience
Roanoke, VA
6 DisclosuresBroker
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Mark Catron is a registered investment advisor at Wells Fargo Advisors, based in Roanoke, VA, with 35 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

10 S Jefferson St Ste 2100, [V3/V8-Rbo], Roanoke, VA, 24011

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
February 2010
Denied
Customer Dispute
April 2008
Withdrawn
Customer Dispute
January 2008
Award / Judgment
Customer Dispute
July 2002
Denied
Customer Dispute
February 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark owns Southern Sulky Cart and Harness since 2000. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
November 2018 - Present · 7 yrs 8 mos
Wells Fargo Clearing Services, LLC
November 2018 - Present · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - December 2018 · 2 yrs 3 mos
Suntrust Investment Services, INC.
November 2010 - December 2016 · 6 yrs 1 mo
Suntrust Investment Services, INC.Broker
November 2010 - December 2018 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - November 2010 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - November 2010 · 3 yrs 3 mos
Wachovia Securities, LLC
June 2003 - September 2007 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
June 2003 - September 2007 · 4 yrs 3 mos
UBS Financial Services INC.
December 2001 - June 2003 · 1 yr 6 mos
UBS Financial Services INC.Broker
February 2001 - June 2003 · 2 yrs 4 mos
First Union Securities, INC.Broker
October 2000 - February 2001 · 4 mos
First Union Brokerage Services, INC.Broker
April 1993 - October 2000 · 7 yrs 6 mos
First Union Brokerage Services, INC.Broker
April 1993 - April 1993 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1991 - April 1993 · 2 yrs 1 mo
State Registrations10 states
FLGAMDMSNCNYOHSCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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