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Gregory Eknoyan

34 Years of Experience
Houston, TX
2 DisclosuresBroker

Gregory Eknoyan is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4400 Post Oak Parkway, 17th Floor, Houston, TX, 77027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
December 2005
Denied
Employment History
Current Registrations
UBS Financial Services INC.
May 2006 - Present · 20 yrs
UBS Financial Services INC.Broker
May 2006 - Present · 20 yrs
Previous Registrations
Fahnestock Asset Management
February 2005 - May 2006 · 1 yr 3 mos
Oppenheimer & CO. INC.Broker
January 2003 - May 2006 · 3 yrs 4 mos
Cibc World Markets CORP.Broker
February 1995 - January 2003 · 7 yrs 11 mos
Painewebber IncorporatedBroker
July 1992 - February 1995 · 2 yrs 7 mos
Oppenheimer & CO., INC.Broker
December 1991 - June 1992 · 6 mos
State Registrations39 states
ALARAZCACOCTDCFLGAIDILINKSLAMAMDMEMIMNMOMSNCNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Eknoyan - Financial Advisor | TrueAdvisor