Paul Katerndahl
Paul Katerndahl is a registered investment advisor at UBS Financial Services INC., based in San Francisco, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
555 California St, 34th, 36th & 46th Floors, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
February 2005Other Business Activities
Paul acts as the sole trustee for the Rudolph and Florence Nadbath Charitable Trust, administering the distribution of funds to the beneficiary. He has been in this role since 2007.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.