Troy Flinn
Troy Flinn is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Glen Allen, VA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4435 Waterfront Dr, Ste. 203, Glen Allen, VA, 23060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Troy operates his LPL business through Alpha Wealth Advisors, LLC, dedicating full-time hours to it. He also provides Third Party Administration (TPA) services through AWA TPA Services, spending about 10-20% of his time on this activity, and sells non-variable insurance through Alpha Wealth Advisors, LLC, spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Capital Brokerage CorporationBroker
Forth Financial Securities, CorporationBroker
Linsco/private Ledger CORP.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.