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Gregory Moore

LPL Financial LLC
31 Years of Experience
Glen Allen, VA
1 DisclosureBroker
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Gregory Moore is a registered investment advisor at LPL Financial LLC, based in Glen Allen, VA, with 31 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4860 Cox Road, Ste 200, Glen Allen, VA, 23060

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1988
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory operates under two DBAs: Alexander Consulting Group since 2012 and Synergy Wealth Group since 2013.

Employment History
Current Registrations
LPL Financial LLC
June 2009 - Present · 17 yrs 4 mos
LPL Financial LLCBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2005 - June 2009 · 4 yrs
Wells Fargo Advisors, LLCBroker
June 2005 - June 2009 · 4 yrs
Capital Brokerage CorporationBroker
October 2004 - June 2005 · 8 mos
Wachovia Securities, LLC
March 2002 - August 2004 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
February 2002 - August 2004 · 2 yrs 6 mos
Riggs Investment CORP.Broker
January 1999 - February 2002 · 3 yrs 1 mo
Financial Network Investment CorporationBroker
December 1998 - January 1999 · 1 mo
Wachovia Brokerage ServiceBroker
March 1998 - December 1998 · 9 mos
Signet Financial Services,inc.Broker
March 1995 - January 1998 · 2 yrs 10 mos
Branch, Cabell and CompanyBroker
February 1995 - March 1995 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - January 1995 · 9 mos
State Registrations18 states
CODCFLGAIDILKSKYLAMDMOMTNCNJPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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