Thomas Kirby
Thomas Kirby is a registered investment advisor at LPL Financial LLC, based in Glen Allen, VA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4860 Cox Rd Ste 200, #216, Glen Allen, VA, 23060
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2005Other Business Activities
Thomas operates Highland Partners Financial Services as a DBA for his LPL business. This investment-related activity takes up his full-time effort.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Momentum Independent Network INC.Broker
Momentum Independent Network INC.
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.