James Hopper
James Hopper is a registered investment advisor at LPL Financial LLC, based in Dyersburg, TN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 S Mill Ave, Dyersburg, TN, 38024
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Regulatory History (1)
Regulatory
May 2007Other Business ActivitiesSells Insurance
James is an agent for White & Associates/First Citizens Insurance, selling fixed annuities, life insurance, and long-term care insurance, dedicating minimal time to this activity. He also operates under the DBA First Citizens Investment Services for his LPL business, dedicating all of his time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Citizens Financial Plus, INC.
First Citizens Financial Plus, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Powell & Satterfield, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.