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Thomas Anderson

19 Years of Experience
Dyersburg, TN
1 DisclosureBroker

Thomas Anderson is a registered investment advisor at LPL Financial LLC, based in Dyersburg, TN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1385 Flowering Dogwood Ln, Ste A, Dyersburg, TN, 38024-6409

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
Other Business Activities

Thomas operates Compass Wealth Services as a DBA for his LPL business and is involved with Anderson Farm, both investment-related. He is also an elected school board member for the Dyer County School System, a non-profit, since 2010.

Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Triad Advisors, LLC
April 2017 - July 2022 · 5 yrs 3 mos
Triad Advisors LLCBroker
May 2013 - July 2022 · 9 yrs 2 mos
LPL Financial LLCBroker
July 2006 - May 2013 · 6 yrs 10 mos
State Registrations6 states
ARILMOMSSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.