JM
JM

Jon Mcknight

34 Years of Experience
Dyersburg, TN
3 DisclosuresBroker

Jon Mcknight is a registered investment advisor at LPL Financial LLC, based in Dyersburg, TN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1385 Flowering Dogwood Ln, Ste A, Dyersburg, TN, 38024-6409

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2012
Final
Customer Dispute
November 2011
Settled
Customer Dispute
April 2003
Settled
Other Business Activities

Jon is a notary since 2022. He also operates his LPL business under the DBA Compass Wealth Services since 2012.

Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Triad Advisors, LLC
April 2013 - July 2022 · 9 yrs 3 mos
Triad Advisors LLCBroker
March 2013 - July 2022 · 9 yrs 4 mos
LPL Financial LLC
March 2004 - January 2013 · 8 yrs 10 mos
LPL Financial LLCBroker
July 1999 - January 2013 · 13 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1991 - October 1999 · 7 yrs 10 mos
Eq Financial Consultants, INC.Broker
December 1991 - August 1999 · 7 yrs 8 mos
State Registrations11 states
AKALARAZCAFLKYORTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.