David Jones is a registered investment advisor, based in Phoenix, AZ, with 32 years of industry experience.
Location
3423 E. Bell Road, Phoenix, AZ, 85032
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Regulatory History (1)
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Regulatory
April 2006Final
Other Business Activities
David works as a financial advisor for Desert Financial Credit Union and Desert Financial Wealth Management since 2019. He dedicates a significant amount of time to these roles, working full-time at Desert Financial Wealth Management and about half his time at Desert Financial Credit Union.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2019 - Present · 7 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLC
November 2011 - February 2019 · 7 yrs 3 mos
LPL Financial LLCBroker
November 2010 - February 2019 · 8 yrs 3 mos
LPL Financial Corporation
January 2009 - October 2009 · 9 mos
LPL Financial CorporationBroker
January 2009 - October 2009 · 9 mos
Cue Financial Group, INC.
February 2006 - January 2009 · 2 yrs 11 mos
Cue Financial Group, INC.Broker
February 2006 - January 2009 · 2 yrs 11 mos
Wells Fargo Investments, LLC
June 2004 - February 2006 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
May 2004 - February 2006 · 1 yr 9 mos
Zions Investment Securities, INC
December 2003 - May 2004 · 5 mos
Zions Investment Securities, INC.Broker
December 2003 - May 2004 · 5 mos
Banc of America Investment Services, INC.
August 2002 - November 2003 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
July 1999 - November 2003 · 4 yrs 4 mos
Ba Investment Services, INC.Broker
June 1998 - July 1999 · 1 yr 1 mo
Ba Investment Services, INC.Broker
April 1995 - July 1999 · 4 yrs 3 mos
Marine Midland Securities, INC.Broker
June 1994 - March 1995 · 9 mos
Cigna Financial Advisors,inc.Broker
January 1994 - June 1994 · 5 mos
Westamerica Investment GroupBroker
November 1992 - May 1993 · 6 mos
Pml Securities CompanyBroker
October 1991 - September 1992 · 11 mos
State Registrations27 states
ALAZCACOCTDEFLGAIAILINMIMNMTNCNDNJNMNYOKORPASCTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.