David Ayala is a registered investment advisor, based in Phoenix, AZ, with 17 years of industry experience.
Location
5353 N 16th Street, Suite 305, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2022Denied
Other Business ActivitiesSells Insurance
David owns DAP Capital, LLC, which is taxed as an S-Corp for revenue management, and is a partner at Heritage Wealth Solutions, LLC, dedicating nearly full-time hours to account management, trading, and financial planning. David also works as a broker educating clients about and implementing fixed insurance products and Medicare plans, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2019 - Present · 6 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
MML Investors Services, LLC
May 2017 - December 2019 · 2 yrs 7 mos
MML Investors Services, LLCBroker
April 2017 - December 2019 · 2 yrs 8 mos
Edward Jones
October 2008 - April 2017 · 8 yrs 6 mos
Edward JonesBroker
September 2008 - April 2017 · 8 yrs 7 mos
State Registrations18 states
AZCACOFLGAIDILKYMAMONCNJNMNVORSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.