Paul Wintermantel is a CFP-designated registered investment advisor, based in Phoenix, AZ, with 25 years of industry experience.
Location
4940 E. Ray Road, Suite 11, Phoenix, AZ, 85044
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Regulatory History (1)
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Customer Dispute
April 2009Denied
Other Business Activities
Paul works as a financial advisor for Desert Financial Federal Credit Union, dedicating about a quarter of his time to this role. He also works as a financial advisor for Desert Financial Wealth Management, but spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLC
January 2014 - February 2019 · 5 yrs 1 mo
LPL Financial LLC
October 2013 - December 2013 · 2 mos
LPL Financial LLCBroker
September 2013 - February 2019 · 5 yrs 5 mos
Wells Fargo Advisors, LLC
February 2007 - October 2013 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
February 2007 - October 2013 · 6 yrs 8 mos
Atlas Securities, LLCBroker
May 2003 - February 2007 · 3 yrs 9 mos
B. C. Ziegler and CompanyBroker
May 2002 - May 2003 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - January 2002 · 1 yr 7 mos
State Registrations30 states
AZCACODEFLGAIDILKSMDMIMNMTNCNENHNMNVOHOKORPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.