Kevin Polheber
Kevin Polheber is a registered investment advisor at Osaic Wealth, INC., based in Mount Pleasant, WI, with 34 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8326 Corporate Drive, Mount Pleasant, WI, 53406
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Regulatory History (1)
Customer Dispute
January 2022Other Business ActivitiesSells Insurance
Kevin is involved in several outside business activities, including working as an election worker, serving as president of a food pantry, and acting as an advisor for SAA. He also provides insurance services to clients, dedicating minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investment & Tax Strategies, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Linsco/private Ledger CORP.Broker
Abn Amro Financial Services, INC.
Abn Amro Financial Services, INC.Broker
Banc One Securities CorporationBroker
Fortis Investors, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.