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Arthur Baird

LPL Financial LLC
32 Years of Experience
Shavertown, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Arthur Baird is a registered investment advisor at LPL Financial LLC, based in Shavertown, PA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

196 North Main Street, Shavertown, PA, 18708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur is an independent insurance agent selling fixed insurance products since 2020, dedicating nearly full-time hours. He is also an investment consultant with Comprehensive Financial Group (CFG) selling insurance, securities, and investment products, also dedicating nearly full-time hours. Arthur also serves as Secretary/Treasurer for Sutton Hills Home Owners Assoc, spending minimal time reviewing invoices.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2025 - Present · 9 mos
LPL Financial LLC
August 2025 - Present · 9 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - July 2025 · 2 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - July 2025 · 4 yrs 1 mo
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
July 2020 - June 2021 · 11 mos
Voya Financial Advisors, INC.Broker
July 2020 - June 2021 · 11 mos
Voya Financial Advisors, INC.
December 2016 - April 2020 · 3 yrs 4 mos
Voya Financial Advisors, INC.Broker
September 2013 - April 2020 · 6 yrs 7 mos
LPL Financial LLCBroker
November 2005 - February 2012 · 6 yrs 3 mos
PNC InvestmentsBroker
January 2004 - November 2005 · 1 yr 10 mos
PNC Investments
January 2004 - November 2005 · 1 yr 10 mos
Hilliard Lyons Asset Management
June 2003 - January 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
June 1994 - June 2002 · 8 yrs
Gna Securities, INC.Broker
June 1993 - June 1994 · 1 yr
Pruco Securities CorporationBroker
October 1991 - June 1993 · 1 yr 8 mos
The Prudential Insurance Company of AmericaBroker
October 1991 - June 1993 · 1 yr 8 mos
State Registrations5 states
FLNCPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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