Steven Rivera
Steven Rivera is a registered investment advisor at Janney Montgomery Scott LLC, based in Hauppauge, NY, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
100 Motor Parkway, Suite 590, Hauppauge, NY, 11788
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Regulatory History (1)
Customer Dispute
January 2004Other Business Activities
Steven works as a musician for Comsewogue Union Free School District and Westhampton Beach High School Music Department, and is also Vice President/Musician for No Doubt World Famous Monday Night Band. These activities are not investment-related and take minimal time overall.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.