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Clovis Martin

Morgan Stanley
34 Years of Experience
Albuquerque, NM
5 DisclosuresBroker
View SEC Summary
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Clovis Martin is a registered investment advisor at Morgan Stanley, based in Albuquerque, NM, with 34 years of industry experience. Clovis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

6565 Americas Parkway, Suite 400, Albuquerque, NM, 87110

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Denied
Customer Dispute
July 2009
Denied
Customer Dispute
September 2007
Denied
Customer Dispute
July 2007
Denied
Customer Dispute
March 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Clovis is the sole owner of Terceto LLC, which owns single-family rental residences, and is involved with Real Redhead, LLC, investing and rehabbing homes in residential real estate. These activities take minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
January 2012 - Present · 14 yrs 9 mos
Morgan StanleyBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - January 2012 · 1 yr
Wells Fargo Advisors, LLCBroker
January 2011 - January 2012 · 1 yr
Wells Fargo Investments, LLC
June 2003 - January 2011 · 7 yrs 7 mos
Wells Fargo Investments, LLCBroker
November 2001 - January 2011 · 9 yrs 2 mos
Wells Fargo Van Kasper, LLCBroker
July 1999 - November 2001 · 2 yrs 4 mos
First Security Investor Services, INC.Broker
January 1996 - July 1999 · 3 yrs 6 mos
Pfic Securities CorporationBroker
April 1995 - January 1996 · 9 mos
Pruco Securities CorporationBroker
November 1991 - September 1994 · 2 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
November 1991 - December 1993 · 2 yrs 1 mo
State Registrations26 states
ALAZCACODCFLGAIAILINKSMDMEMINCNJNMNVNYORSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Clovis Martin - Financial Advisor | TrueAdvisor