SO
SO
Sarai Ordonez is a registered investment advisor at Morgan Stanley, based in Albuquerque, NM, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
6565 Americas Parkway, Suite 400, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2021Final
Employment History
Current Registrations
Morgan StanleyBroker
August 2024 - Present · 1 yr 11 mos
Morgan Stanley
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Wells Fargo Advisors
May 2023 - August 2024 · 1 yr 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2023 - August 2024 · 1 yr 6 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.