LG
LG

Leonard Galante

32 Years of Experience
Albuquerque, NM
1 DisclosureBroker

Leonard Galante is a registered investment advisor at Morgan Stanley, based in Albuquerque, NM, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6565 Americas Parkway, Suite 400, Albuquerque, NM, 87110

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History

Regulatory History (1)
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Customer Dispute
September 2002
Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
January 2005 - June 2009 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2005 - June 2009 · 4 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 1997 - January 2005 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - January 2005 · 7 yrs 11 mos
Charles Schwab & CO., INC.Broker
January 1996 - February 1997 · 1 yr 1 mo
Smith Barney INC.Broker
July 1993 - June 1994 · 11 mos
Lehman Brothers INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
State Registrations45 states
AKALARAZCACODCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.