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Andrew Lewis

Key Investment Services LLC
33 Years of Experience
Warsaw, IN
6 DisclosuresBroker
View SEC Summary
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Andrew Lewis is a registered investment advisor at Key Investment Services LLC, based in Warsaw, IN, with 33 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.

Key Investment Services LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

119 East Center Street, Warsaw, IN, 46580

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Denied
Customer Dispute
December 2013
Denied
Customer Dispute
September 2008
Denied
Customer Dispute
December 2005
Settled
Customer Dispute
January 2005
Denied
Customer Dispute
September 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is an assistant tennis coach at Grace College, dedicating minimal time. He is also a rental house agent for SDL Holdings LLC and president of Warsaw Community Tennis Assoc., each requiring minimal time.

Employment History
Current Registrations
Key Investment Services LLC
January 2006 - Present · 20 yrs 4 mos
Key Investment Services LLCBroker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Mcdonald Investments INC.Broker
October 2005 - December 2005 · 2 mos
Mcdonald Investments INC.
October 2005 - December 2005 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2003 - September 2004 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - September 2004 · 10 mos
Mcdonald Investments INC.
January 2001 - November 2003 · 2 yrs 10 mos
Mcdonald Investments INC.Broker
December 1999 - November 2003 · 3 yrs 11 mos
Lincoln Financial Advisors CorporationBroker
March 1996 - February 2000 · 3 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
November 1995 - February 2000 · 4 yrs 3 mos
Aul Equity Sales CORP.Broker
September 1995 - April 1996 · 7 mos
American United Life Insurance CompanyBroker
September 1995 - April 1996 · 7 mos
Pruco Securities CorporationBroker
December 1991 - September 1995 · 3 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
December 1991 - December 1993 · 2 yrs
State Registrations22 states
ALAZCAFLGAHIILINKSKYMIMTNCNMNYOHOKSCTNTXWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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