Kurt Boggs is a CFP-designated registered investment advisor, based in Warsaw, IN, with 10 years of industry experience.
Location
1904 E Old Road 30, Warsaw, IN, 46582
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kurt is a member of Hankins & Boggs Group LLC and affiliated with Reynold Wealth Management. He dedicates about half of his time to each of these support company roles.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
PNC Investments
February 2016 - January 2024 · 7 yrs 11 mos
PNC InvestmentsBroker
November 2015 - January 2024 · 8 yrs 2 mos
State Registrations15 states
ARAZCAFLGAILINMINCOHPASCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.