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Ronald Barton

Lighthouse Wealth Strategies, LLC
34 Years of Experience
Gig Harbor, WA
Sells Insurance
View SEC Summary
View SEC Summary

Ronald Barton is a registered investment advisor at Lighthouse Wealth Strategies, LLC, based in Gig Harbor, WA, with 34 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 866 clients with $840M in assets under management.

Lighthouse Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
866 clients
Average Client Portfolio
$975K average
Assets Under Management
$844.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 0.00% to 2.00% depending on asset value, complexity, and administration level. Fees are negotiable and household accounts may be combined.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3312 Rosedale St, Suite 201, Gig Harbor, WA, 98335

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald owns two residential rental properties and spends minimal time on their management. He also advises on annuities through Veritas Independent Partners, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Lighthouse Wealth Strategies, LLC
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
TrutoroBroker
February 2018 - January 2023 · 4 yrs 11 mos
Sowell Management
September 2017 - March 2021 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - June 2017 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2009 - June 2017 · 8 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
September 2004 - April 2007 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2004 - April 2007 · 2 yrs 7 mos
Citigroup Global Markets INC.
June 2000 - September 2004 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2000 - September 2004 · 4 yrs 4 mos
Dain Rauscher IncorporatedBroker
March 1998 - May 2000 · 2 yrs 2 mos
Dain Rauscher IncorporatedBroker
November 1997 - March 1998 · 4 mos
Piper Jaffray INC.Broker
January 1994 - December 1997 · 3 yrs 11 mos
Smith Barney Shearson INC.Broker
July 1993 - February 1994 · 7 mos
Lehman Brothers INC.Broker
December 1991 - July 1993 · 1 yr 7 mos
State Registrations2 states
TXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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