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Fabrizio Fabrizio

33 Years of Experience
Fairfield, CT
1 DisclosureBroker

Fabrizio Fabrizio is a registered investment advisor at LPL Financial LLC, based in Fairfield, CT, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Post Road, Fairfield, CT, 06824

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Award / Judgment
Other Business Activities

Fabrizio works as a financial advisor under the DBA Wilmington Advisor@M&T for his LPL business. This activity takes up nearly all of Fabrizio's time.

Employment History
Current Registrations
LPL Financial LLC
August 2022 - Present · 3 yrs 9 mos
LPL Financial LLC
August 2022 - Present · 3 yrs 9 mos
LPL Financial LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
People's United Advisors, INC.
June 2018 - August 2022 · 4 yrs 2 mos
People's Securities, INC.
January 2000 - March 2020 · 20 yrs 2 mos
People's Securities, INC.Broker
July 1994 - August 2022 · 28 yrs 1 mo
Fis Securities, INC.Broker
April 1993 - June 1994 · 1 yr 2 mos
Fleet Brokerage Securities, INC.Broker
July 1992 - January 1993 · 6 mos
Auerbach, Pollak & Richardson INC.Broker
June 1992 - July 1992 · 1 mo
Stuart, Coleman & CO., INC.Broker
April 1992 - June 1992 · 2 mos
Chatfield Dean & CO., INC.Broker
November 1991 - April 1992 · 5 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAHIILINKYLAMAMDMEMNMONCNHNJNYOHORPARISCTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fabrizio Fabrizio - Financial Advisor | TrueAdvisor