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Luigi Mancusi

33 Years of Experience
Northbrook, IL
7 DisclosuresBroker

Luigi Mancusi is a registered investment advisor at Sanctuary Advisors, LLC, based in Northbrook, IL, with 33 years of industry experience. Luigi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,567 clients with $28B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
378 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

Sanctuary Advisors' fees for investment management are calculated as a percentage of the total market value of the assets managed by your investment advisor representative. The maximum fee is 2.75% of your portfolio. Fees are negotiated individually. Clients may participate in a wrap fee program, which includes management, brokerage, custodial fees, and other related costs.

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Location

40 Skokie Blvd, Suite 430, Northbrook, IL, 60062

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Closed-No Action
Customer Dispute
November 2017
Settled
Regulatory
October 2017
Final
Customer Dispute
July 2015
Settled
Customer Dispute
July 2013
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
September 2002
Settled
Employment History
Current Registrations
Sanctuary Advisors, LLC
November 2015 - Present · 10 yrs 6 mos
Sanctuary Securities, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
November 2012 - November 2015 · 3 yrs
Oppenheimer & CO. INC.Broker
September 2012 - November 2015 · 3 yrs 2 mos
Wayne Hummer Investments L.L.C.
October 2006 - October 2012 · 6 yrs
Wayne Hummer Asset Management Company
July 2005 - December 2007 · 2 yrs 5 mos
Wayne Hummer Investments L.L.C.Broker
November 2002 - October 2012 · 9 yrs 11 mos
Northern Trust Securities, INC
May 2002 - November 2002 · 6 mos
Vision Investment Services, INC.Broker
October 2000 - November 2002 · 2 yrs 1 mo
Invest Financial CorporationBroker
May 2000 - October 2000 · 5 mos
Northern Trust Securities, INC.Broker
April 2000 - November 2002 · 2 yrs 7 mos
Charter One Securities, INC.Broker
January 2000 - April 2000 · 3 mos
Investment Network, INC.Broker
December 1995 - January 2000 · 4 yrs 1 mo
Forth Financial Securities, CorporationBroker
October 1994 - November 1995 · 1 yr 1 mo
Marketing One Securities, INC.Broker
May 1994 - October 1994 · 5 mos
Investment Network, INC.Broker
May 1992 - May 1994 · 2 yrs
State Registrations14 states
AZCADEFLGAILINMNNCNYOHTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luigi Mancusi - Financial Advisor | TrueAdvisor