MP
MP
Michael Padilla
33 Years of Experience
Los Angeles, CA
4 DisclosuresBroker
Michael Padilla is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Los Angeles, CA, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
4032 Centinela Ave, Los Angeles, CA, 90066
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012Denied
Customer Dispute
September 2002Settled
Customer Dispute
August 2002Settled
Customer Dispute
February 2001Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
May 2009 - Present · 17 yrs 4 mos
U.S. Bancorp Advisors, LLC
May 2009 - Present · 17 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.Broker
May 2009 - May 2009 · 0 mos
Chase Investment Services CORP.
May 2009 - May 2009 · 0 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Great Western Financial Securities CorporationBroker
January 1998 - May 1998 · 4 mos
Wamu Investments, INC.Broker
July 1997 - May 2009 · 11 yrs 10 mos
Asb Financial ServicesBroker
February 1993 - July 1997 · 4 yrs 5 mos
State Registrations21 states
AZCADCFLGAHIIAIDILMDMNNJNMNVORPATXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.