SA
SA
Sharon Azgour
28 Years of Experience
Los Angeles, CA
5 DisclosuresBroker
Sharon Azgour is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Los Angeles, CA, with 28 years of industry experience. Sharon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6301 N Figueroa St, Los Angeles, CA, 90042
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2024Regulatory
November 2013Final
Customer Dispute
November 2008Settled
Customer Dispute
March 2008Denied
Customer Dispute
May 2007Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
August 2009 - Present · 16 yrs 9 mos
U.S. Bancorp Advisors, LLC
August 2009 - Present · 16 yrs 9 mos
Previous Registrations
Wamu Investments, INC.
February 2006 - September 2008 · 2 yrs 7 mos
Wamu Investments, INC.Broker
June 2002 - September 2008 · 6 yrs 3 mos
Jackson National Life Distributors, INC.Broker
December 2000 - February 2002 · 1 yr 2 mos
Citicorp Investment ServicesBroker
November 1999 - March 2001 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
July 1999 - November 1999 · 4 mos
Ba Investment Services, INC.Broker
July 1997 - July 1999 · 2 yrs
Olde Discount CorporationBroker
February 1996 - April 1997 · 1 yr 2 mos
State Registrations19 states
AZCACOCTDCFLHIKYMDNCNDNHNJNVNYORSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.