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Jeff Davis

Ameriprise Financial Services, LLC
34 Years of Experience
Plano, TX
1 DisclosureBroker
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Jeff Davis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plano, TX, with 34 years of industry experience. Jeff is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6860 N Dallas Pkwy, Ste 500, Plano, TX, 75024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeff owns multiple plots of land in Caldwell, Kansas, dating back to 2009. Jeff also holds a real estate license.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLC
May 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2020 · 10 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2020 · 10 yrs 11 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
December 1998 - January 2009 · 10 yrs 1 mo
UBS Financial Services INC.Broker
December 1998 - January 2009 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1992 - December 1998 · 6 yrs 7 mos
Thomas James Associates, INC.Broker
April 1992 - May 1992 · 1 mo
State Registrations35 states
ALARAZCACOFLGAHIIAIDILINKSLAMDMIMNMOMTNCNENJNMNYOHOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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