JE
JE
Jon Erickson is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2011 - Present · 14 yrs 9 mos
Morgan Stanley
October 2011 - Present · 14 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - October 2011 · 9 mos
Wells Fargo Advisors, LLC
January 2011 - October 2011 · 9 mos
Wells Fargo Investments, LLC
May 2004 - January 2011 · 6 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2004 - January 2011 · 6 yrs 8 mos
Dreyfus Service CorporationBroker
May 1999 - November 2003 · 4 yrs 6 mos
Mentor Services Company, LLCBroker
February 1998 - April 1999 · 1 yr 2 mos
Mentor Distributors, LLCBroker
April 1997 - February 1998 · 10 mos
Pilgrim America Securities, INC.Broker
April 1995 - November 1996 · 1 yr 7 mos
Pilgrim Distributors CORP.Broker
December 1993 - April 1995 · 1 yr 4 mos
Direct Equities, INC.Broker
March 1993 - November 1993 · 8 mos
Invest Financial CorporationBroker
October 1992 - March 1993 · 5 mos
Titan/value Equities Group, INC.Broker
December 1991 - November 1992 · 11 mos
State Registrations33 states
ALAZCACOCTFLHIIAILLAMIMNMSMTNCNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.