Douglas Leach is a CFA-designated registered investment advisor at Dean Capital Management, based in Overland Park, KS, with 18 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 3 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.40% |
Rates shown are for Large Cap Value, Multi Cap Value, and Equity Income strategies. Mid Cap Value and Small Cap Value strategies charge 0.80% up to $10M, 0.70% for the next $15M, and 0.60% over $25M. Fixed Income strategy charges 0.25% up to $10M and is negotiated above that. Fees are negotiable in certain instances.
Fee Estimator
Location
7400 West 130th Street, Suite 350, Overland Park, KS, 66213
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dean Capital Management
State Registrations1 state
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Exams
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