Steven Roth is a CFA-designated registered investment advisor at Dean Capital Management, based in Overland Park, KS, with 17 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25M+ | 0.60% |
These are the fees for Mid Cap Value and Small Cap Value strategies. Large Cap Value, Multi Cap Value, and Equity Income strategies have lower fees: First $10M: 0.60%, Next $15M: 0.50%, Over $25M: 0.40%. Fixed Income: First $10M: 0.25%, Next $15M: Negotiated, Over $25M: Negotiated. Fees are negotiable.
Fee Estimator
Location
7400 West 130th Street, Suite 350, Overland Park, KS, 66213
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Dean Capital Management
State Registrations1 state
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