Frank Wattelet
Frank Wattelet is a registered investment advisor at LPL Financial LLC, based in Joplin, MO, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1801 W 32nd St Ste C202, Joplin, MO, 64804
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2015Other Business ActivitiesSells Insurance
Frank sells term life insurance to existing clients on a limited basis, primarily through LPL Insurance Associates. This activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
American General Securities IncorporatedBroker
American General Securities Incorporated
Franklin Financial Services CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.