James Secker
James Secker is a registered investment advisor at LPL Financial LLC, based in Bentonville, AR, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1202 NE Mcclain Rd Ste 139, Bentonville, AR, 72712
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2011Other Business Activities
James is a partner in Hogwild, LLC, Red Fox Resources LLC, and Magnolia Arbor Properties, LLC, all real estate ventures, spending minimal time on each. He also owns 50% of Natural Breaks, LLC, an online sports card business, dedicating a few hours per week, and is a board member of the Curchin Family Foundation, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Arvest Wealth Management
Arvest Wealth ManagementBroker
First Financial Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Fiserv Investor Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.