BS
BS
Bruce Seligman
55 Years of Experience
Albuquerque, NM
6 DisclosuresBroker
Bruce Seligman is a registered investment advisor at Morgan Stanley, based in Albuquerque, NM, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6565 Americas Parkway, Suite 400, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2023Civil
January 2013Final
Customer Dispute
November 2012Settled
Customer Dispute
April 2010Settled
Customer Dispute
March 2009Settled
Customer Dispute
October 2002Denied
Other Business Activities
Bruce participates in raw land purchases in Rio Rancho, NM for long-term gains. He also owns rental property in Albuquerque, NM, dedicating minimal time during business hours and a few hours per week after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1991 - April 2007 · 15 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Dean Witter & CO. IncorporatedBroker
May 1973 - February 1978 · 4 yrs 9 mos
Dean Witter & CO. IncorporatedBroker
May 1971 - May 1973 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
February 1971 - June 1971 · 4 mos
Goodbody & CO. IncorporatedBroker
December 1970 - April 1971 · 4 mos
State Registrations40 states
ALARAZCACOCTFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.