Doyle Walters
Doyle Walters is a registered investment advisor at Osaic Wealth, INC., based in Aledo, TX, with 34 years of industry experience. Doyle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Aledo, TX
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2003Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Doyle works as an advisor and insurance agent for Walters Financial Services, selling life, long-term care, and various annuity products, dedicating a few hours per week. He also works as an investment advisor, spending about half his time meeting with clients and gathering data to determine their financial needs.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Allstate Financial Services, LLCBroker
Farmers Financial Solutions, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
Mony Securities CorporationBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.