CR
CR
Curtis Rach is a registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
300 Spectrum Center Dr Ste 845, [Satellite], Irvine, CA, 92618
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015Settled
Customer Dispute
September 2009Denied
Customer Dispute
March 2006Settled
Customer Dispute
October 2001Denied
Customer Dispute
January 1999Settled
Customer Dispute
December 1998Denied
Other Business Activities
Curtis is the owner of Crach Consulting, which is investment related, and spends nearly full-time hours on it. He dedicates no time to it during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
October 2015 - Present · 10 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
December 1998 - October 2015 · 16 yrs 10 mos
UBS Financial Services INC.Broker
September 1998 - October 2015 · 17 yrs 1 mo
Smith Barney INC.Broker
July 1993 - September 1998 · 5 yrs 2 mos
Lehman Brothers INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
State Registrations23 states
ALAZCACODCFLGAIDKYMDMONCNJNMNVNYORSCTNTXUTVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.