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Robert Rotstan

Wells Fargo Advisors
50 Years of Experience
Irvine, CA
2 DisclosuresBroker
View SEC Summary
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Robert Rotstan is a registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 50 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

300 Spectrum Center Dr Ste 845, [Satellite], Irvine, CA, 92618

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1988
Final
Customer Dispute
May 1984
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a board member of Silver Oaks Homeowners Association, vice president of Roy J Shlemon Foundation, and owns Bob's Creative Ideas. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
August 2014 - Present · 12 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - September 2014 · 5 yrs 8 mos
UBS Financial Services INC.Broker
January 2009 - September 2014 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1992 - January 2009 · 16 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1985 - January 2009 · 23 yrs 5 mos
Painewebber IncorporatedBroker
June 1983 - August 1985 · 2 yrs 2 mos
E. F. Hutton & Company INCBroker
May 1977 - June 1983 · 6 yrs 1 mo
Blyth Eastman Dillon & CO. IncorporatedBroker
December 1976 - April 1977 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1976 - January 1977 · 6 mos
State Registrations19 states
AZCACOCTFLKSMDMINCNJNMNVNYORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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